Name: FLOWSGLOBAL Address: Sandringham Close, Bournemouth, UNITED KINGDOM, BH9 3QP Email: [email protected] Website: www.flowsglobal.net Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
Author: EMA Investments
Home » Archives for EMA Investments » Page 90
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Brett Paul Trevillian pleads guilty to making false documents
Metal Alpha Pty Ltd director Brett Paul Trevillian has pleaded guilty to forging portfolio performance verification reports when he was the investment manager of AlphaThorn Pty Ltd. Between April 2019 and October 2019 Mr Trevillian created four forged portfolio performance verification reports relating to two investment products offered by AlphaThorn, the Secured service product and...
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Stuart Bayes sentenced for insider dealing
He was also given a Rehabilitation Activity Requirement of 35 days and ordered to carry out 150 hours of unpaid work. On 28 March 2024, Mr Bayes was found guilty of insider dealing following an 8-week trial at Southwark Crown Court in a prosecution brought by the Financial Conduct Authority (FCA). Sentencing Mr Bayes, His...
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Taheer Sardar convicted for providing a forged document to FCA investigators in a £1.3m boiler room fraud investigation
Mr Sardar was interviewed by the FCA as part of an investigation it was conducting into a sophisticated boiler room scam that had defrauded 120 investors of £1.3m. Three individuals, Mr Mirza, Mr Solaja and Mr Vickers were subsequently convicted and sentenced to 23 years for that fraud following prosecution by the FCA. In his...
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Top Markets / Pivot Investing / Pivot International Group / Pivot Investing Group
Fraudsters are using the following details to scam people: Name: Top Markets / Pivot Investing / Pivot International Group / Pivot Investing Group (clone of FCA authorised firm) Address: Brand Istanbul Park, Beylikduzu, Istanbul, TURKEY Telephone: +905519998100 Website: https://topmarkets.io, https://pivotinvesting.com, https://pivotinvesting.com/icm Scammers may give out other false details, including email addresses, telephone numbers, postal addresses...
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HWP INVEST / HEDGE WEALTH PARTNERS
Name: HWP INVEST / HEDGE WEALTH PARTNERS Address: 60 Leadenhall Street, London, UNITED KINGDOM, EC3V 1LT Email: [email protected] Website: www.hedgewealthpartners.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or...
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Western Australian directors convicted for failing to have director identification numbers
Two Western Australian directors have been convicted in the Perth Magistrates Court and fined $5,000 each for failing to comply with director identification requirements. Alexander Henry was convicted ex-parte on 3 May 2024 of contravening section 1272C(2) of the Corporations Act 2001 for failing to have a director identification number. Mr Henry is a director...
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ASIC freezes assets of Brisbane financial advisor
ASIC has commenced urgent proceedings in the Federal Court against Sunny Mahendra Prakash and his related companies, Principal Financial Services Pty Ltd, Self-Managed Super Pty Ltd, Provest Enterprises Pty Ltd and Super Funds Australia Pty Ltd ITF Principal Superannuation Fund (Related Companies). Mr Prakash is a certified practising accountant, registered tax practitioner, self-managed superannuation fund...
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ASIC calls on super trustees to improve gatekeeping of member savings
ASIC is calling on superannuation trustees to renew efforts to protect members from unscrupulous operators amid evidence of inadequate oversight of advice fee deductions. A newly published ASIC report outlines key findings from a review of the progress superannuation trustees have made in addressing deficiencies in their monitoring of fee deductions for the provision of...
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J.P. Morgan Securities $775,000 penalty for market gatekeeper failure
Following an ASIC investigation, the Markets Disciplinary Panel (MDP) has fined J.P. Morgan Securities Australia Limited (JPMSAL) $775,000 for permitting suspicious client orders to be placed on the futures market, ASX 24. The MDP found JPMSAL should have suspected 36 orders placed by a client between 11 January 2022 and 3 March 2022 were submitted...
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