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FCA sets out temporary measures for firms on ‘naming and marketing’ sustainability rules

We’re offering firms temporary flexibility to comply with ‘naming and marketing’ rules under our Sustainability Disclosure Requirements regime until 2 April 2025. Our Sustainability Disclosure Requirements (SDR) and investment labels regime (PS23/16) were published on 28 November 2023. With global assets under management in environmental, social and governance (ESG)-oriented assets expected to increase to $34trn...

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teslainvesting.app

Name: teslainvesting.app Email: [email protected], [email protected] Website: https://teslainvesting.app/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

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INVEST FREEDOM

Name: INVEST FREEDOM Telephone: +15713574741 Email: [email protected], [email protected] Website: www.invest-freedom.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

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Bitmart

Name: Bitmart Email: [email protected] Website: www.bitmart.com Apps: https://apps.apple.com/gb/app/bitmart-trade-btc-eth-doge/id1396382871 & https://play.google.com/store/apps/details?id=com.bitmart.bitmarket&gl=GB Social media: https://www.instagram.com/bitmart_exchange/ https://x.com/bitmartexchange https://www.facebook.com/bitmartexchange/?locale=en_GB https://www.youtube.com/@BitMartExchange Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information...

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The FCA’s new listing rules and what’s to come

Key messages We are continuing with our ambitious package of reforms to strengthen the UK’s position in global wholesale markets. After undertaking the biggest change to the listing rules in over three decades, we followed up weeks later with a package of measures to further boost the UK’s position as a global and vibrant financial...

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FCA publishes decisions against 3 individuals, and fines and bans a fourth, for reckless pension transfer advice

The FCA has decided to ban 2 financial advisers and 2 partners at St Martin’s Partners LLP (SMP) from working in financial services, and collectively fine them £590,544. The regulator considers the 4 were responsible for a pension transfer advice model that put at risk people’s guaranteed retirement benefits. Between October 2015 and July 2016,...

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Oversight of ARs improving but more to do, says FCA

The FCA has set out good practice and areas for improvement to help principal firms effectively monitor their Appointed Representatives (ARs). The findings follow a review of how principals are meeting its enhanced AR rules, introduced in December 2022. The analysis involved a telephone survey with 251 principals and in-depth assessments of documentation from 23...

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ASIC releases August 2024 financial adviser exam results

ASIC today released the exam results from the 26th Financial Advisers Exam cycle, held in August 2024. The exam, conducted by the Australian Council for Educational Research (ACER) since inception, follows a rigorous process to ensure all candidates in each cycle are tested to the same standards. In the August exam cycle: 231 people sat...

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Former Melbourne financial planner Bradley Grimm sentenced to jail for dishonest conduct

Former Melbourne financial planner Bradley Grimm has been convicted by the County Court of Victoria of three counts of engaging in dishonest conduct while running a financial services business. Mr Grimm was sentenced to 18 months’ imprisonment, with nine months to serve, and to be of good behaviour for a period of 18 months upon...