Name: RELIANCEWEALTHS Address: Coldharbour Ln, London, UNITED KINGDOM, SE5 9PA Telephone: +18044538796 Email: [email protected], [email protected] Website: www.reliancewealths.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the...
Author: EMA Investments
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HESTA trustee pays infringement notices for misleading marketing
ASIC has taken action against H.E.S.T. Australia Limited (HESTA), the trustee of HESTA superannuation fund, for alleged false or misleading statements made in their marketing material. HESTA paid $48,600 to comply with three infringement notices issued by ASIC regarding alleged false or misleading statements about its ‘Balanced Growth’ superannuation investment option. The statements referenced 10-year...
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Asgard Management Plc
Name: Asgard Management Plc (Clone of UK Registered Company) Telephone: +442070888239 Email: [email protected] Website: https://www.asgard-management.co.uk/ Other Information: Please note this entity is not associated with UK registered company Asgard Management Plc, Company number 02485519, Registered office address: D32 Albion Riverside Building, Hester Road, London, England, SW11 4AW Some firms may give incorrect contact details including...
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Strattontrades.ltd
Name: Strattontrades.ltd Address: 142 West Marketgait, Dundee, DD1 1NJ Email: [email protected] Website: https://strattontrades.ltd/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
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Wasixcap
Name: Wasixcap Address: 1202 Geneva, Rue de Pré-de-la-Bichette, SWITZERLAND Telephone: +447868816795 Email: [email protected] Website: https://wasixcap.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks...
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ESMA to put cyber risk as a new Union Strategic Supervisory Priority
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, is changing its Union Strategic Supervisory Priorities (USSPs) to focus on cyber risk and digital resilience alongside ESG disclosures. With this new priority, EU supervisors will put greater emphasis on reinforcing firms’ ICT risk management through close monitoring and supervisory actions,...
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Unfair Contract Terms reforms commence
What’s changed? From 9 November 2023, reforms will make UCTs illegal, attracting substantial penalties under the Competition and Consumer Act 2010 and the ASIC Act 2001, with each unfair term forming a separate contravention. The reforms also expand the class of small business that can rely on UCT protections. To meet the small business threshold from 9...
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ASIC oversees more than $17.4 million in compensation to retail investors by OTC derivative issuers
ASIC has overseen more than $17.4 million in combined compensation payments to over 2,000 retail clients affected by breaches of financial services laws by eight retail OTC derivative issuers. This compensation figure, being paid or agreed to be paid since March 2021, comprises: a combined $4.3 million paid or agreed to be paid to over...
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ESMA publishes latest edition of its newsletter
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published its latest edition of the Spotlight on Markets Newsletter. Your one-stop-shop in the world of EU financial markets focused in October on the preparations for a smooth transition to the Markets in Crypto-Assets Regulation (MiCA) and the expectations from entities providing cryptos and...
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Executive Execs / executiveexecs.com
Fraudsters are using the following details to scam people: Name: Executive Execs / executiveexecs.com (Clone of FCA Authorised Firm) Telephone: +34631995326, +34631643314 Email: [email protected], [email protected], [email protected] Website: https://www.executiveexecs.com/ Scammers may give out other false details, including email addresses, telephone numbers, postal addresses and Firm Reference Numbers. They may mix these details with the genuine details...
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