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AAT affirms ASIC’s decision to ban Victorian adviser Pamela Anderson for two years

The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to ban Ms Pamela Anderson, a Victorian financial adviser, from providing financial services for a period of two years. During the period of the misconduct, Ms Anderson was authorised by Australian financial services licensee The Financiallink Group Pty Ltd (Financiallink), now Nextgen Financial Group Pty Ltd....

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Instinet pays $670,500 penalty over ‘set and forget’ compliance culture

Instinet Australia Pty Ltd (ACN 131 253 686) (Instinet) has paid a penalty of $670,500 to comply with an infringement notice given by the Markets Disciplinary Panel (MDP). The infringement notice related to market integrity rules requiring Instinet to: Provide meaningful price improvement for client transactions conducted off-market; Disclose all necessary information to its clients...

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ASIC intervenes to protect retail investors from high-risk offers and business practices

ASIC has intervened to improve outcomes for a new wave of retail investors, disrupting potentially harmful offers of financial products and services by online trading providers. During the COVID-19 pandemic, there was a significant increase in retail investor participation in financial markets, with one in five Australian investors starting to invest in exchange traded products...

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ITP Corporation / Intelligent Technology Pioneer Corporation / ITP Pro / ITP Club / ITP World / New ITP

Name: ITP Corporation / Intelligent Technology Pioneer Corporation / ITP Pro / ITP Club / ITP World / New ITP Address: 1801 WEST BAY DR NW STE 202B, OLYMPIA, WASHINGTON, USA, 98502 4311 912 3rd Ave, Seattle, Washington, UNITED STATES OF AMERICA, 98104 Telephone: +12063076036 Email: [email protected], [email protected] Website: https://newitp.club/pc.html Some firms may give incorrect...

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TDMarkets Limited t/a TD Markets UK Limited, TD Markets / tdmarkets.eu

Name: TDMarkets Limited t/a TD Markets UK Limited, TD Markets / tdmarkets.eu Telephone: +99987456321023 Email: [email protected] Website: https://tdmarkets.eu Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so...

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DWS Management Ireland

Fraudsters are using the following details to scam people: Name: DWS Management Ireland (Clone of FCA Recognised Product) Address: 25-28 North Wall Quay, Dublin, IRELAND, D01 H104 Telephone: 015686903 Email: [email protected], [email protected], [email protected] Scammers may give out other false details, including email addresses, telephone numbers, postal addresses and Firm Reference Numbers. They may mix these...

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Coinsbit Inc

Name: Coinsbit Inc Address: Global Gateway 8, Rue de la Perle Providence, Mahe, Seychelles Email: [email protected], [email protected], [email protected], [email protected], [email protected], [email protected] Website: https://coinsbit.io/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to...

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TRUSTFX LIVE

Name: TRUSTFX LIVE Address: 2 FREDERICK STREET, KINGS CROSS, London, WC1X 0ND Email: [email protected] Website: https://trustfxlive.com/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information...

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PROFX GROUPS

Name:PROFX GROUPS Mobile: +447342534360 Email: [email protected] Website: www.profxgroups.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine. Mobile: +447342534360 Email: [email protected] Website: www.profxgroups.com...

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tranquiltradefx

Name: tranquiltradefx Telephone: 8882345686 Email: [email protected] Website: https://tranquiltradefx.com/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.