Post

Final reminder for unregistered financial advisers

From 16 February 2024, all relevant providers, including time-share advisers, must be registered with ASIC. Provisional relevant providers cannot be registered. Between 1 February 2024 and 5 February 2024, ASIC individually emailed relevant providers who were not registered as at 1 February 2024, reminding them of the requirement to be registered by their AFS licensee....

Post

ASIC grants class no-action position regarding Unfair Contract Terms for institutional markets

Industry concerns AFMA cited concerns on behalf of industry that the amended UCT regime would apply to certain sophisticated participants in financial markets who are not consumers or small businesses intended to be covered by the UCT regime. Following consultation with Treasury, AFMA and industry participants, ASIC has granted a limited class no-action position. No-action...

Post

Aryn Hala charged with providing unlicensed financial services

Aryn Hala of Redbank Plains, Queensland, has been charged with nine offences of carrying on a financial services business without a licence under 911A (1) of the Corporations Act 2001 (Cth) following an ASIC investigation. The maximum penalty for each offence is five years imprisonment. The charges follow an ASIC investigation into conduct by Mr...

Post

ESA’s Joint Board of Appeal confirms ESMA’s decision to withdraw the recognition of Dubai Commodities Clearing Corporation

The Joint Board of Appeal (“the Board”) of the European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) unanimously decided to dismiss the appeal brought by Dubai Commodities Clearing Corporation (“DCCC”) against the European Securities and Markets Authority (“ESMA”) and to therefore confirm the ESMA decision to withdraw its recognition. The application was brought...

Post

Digi Trades

Name: Digi Trades Address: Old Forge Trading Estate, Dudley Road, Stourbridge, West Midlands, England, DY9 8EL Email: [email protected] Website: digitrades.uk Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or...

Post

SUB-XCHANGE

Name: SUB-XCHANGE Address: GEORGE STREET, PRESTWICH, UNITED KINGDOM Email: [email protected] Website: https://sub-xchange.com/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

Post

fxwealth.co.uk

Name: fxwealth.co.uk Address: 22 Old Queen, London, SW1H 9HP Email: [email protected] Website: https://fxwealth.co.uk/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

Post

valuegain.uk

Name: valuegain.uk Address: Sutton, United Kingdom Website: valuegain.uk Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

Post

Remitano

Name: Remitano Telephone: +61386588805 Email: [email protected], [email protected], [email protected] Website: https://remitano.com/home/gb Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

Post

LEWIS & ROBERTS CONSULTING GROUP LLP

Name: LEWIS & ROBERTS CONSULTING GROUP LLP Address: 111 John Street, New York, NY, UNITED STATES OF AMERICA, 10038 Telephone: 19176753476, 0017702838084 Fax: +19175346104 Email: [email protected] Website: www.lewisrobertsconsultinggrp.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give...