Check against delivery Good afternoon, everyone. Thank you for joining me – and thank you to Blockchain APAC for the invitation to speak today. I would like to begin by acknowledging the traditional owners and custodians of the land on which we meet today – the Gadigal people of the Eora nation. I pay my...
Author: EMA Investments
Holista Colltech to pay $1.8 million penalty for breaching continuous disclosure obligations over the sale of its COVID product
The Federal Court has ordered Holista Colltech Ltd pay a penalty of $1.8 million for breaching its continuous disclosure obligations and making misleading representations regarding the sales of its sanitiser product, Natshield. On 9 April 2020, Holista announced to the ASX that Health Therapies LLC placed additional orders for 415,000 bottles of NatShield, said to...
Financial Adviser and director Shane Allan Rose permanently banned
ASIC has permanently banned QLD-based financial adviser Shane Rose from providing any financial services, performing any function involved in the carrying on of a financial services business, and from controlling an entity that carries on a financial services business. Between February 2021 and January 2023, while an authorised representative and responsible manager of Octillion Partner...
Data#3 announces change to accounting policy for indirect software revenue recognition following ASIC review
Data#3 Limited (Data3) has announced the restatement of its full year 2023 and half year 2022 financial reports following a review initiated as part of ASIC’s new financial reporting and audit surveillance program. ASIC raised concerns with Data3 regarding its revenue accounting policy in November 2023. Data3 subsequently changed its accounting policy to recognise revenue...
Third person pleads guilty in relation to Courtenay House Ponzi scheme
David Sipina of Croydon NSW has pleaded guilty to two criminal charges relating to his role at the Courtenay House group of companies. Mr Sipina appeared before the Downing Centre Local Court on 19 March 2024 and pleaded guilty to: one count of carrying on (with others) a financial services business without a license pursuant...
FCA sets out plan for the year ahead
In its Business Plan for 2024-25, the FCA has set out an ambitious programme of work for the final year of its 3-year strategy to achieve better outcomes for consumers and markets. Nikhil Rathi, Chief Executive of the FCA, said: ‘We’ve already made significant progress in delivering against the bold vision we set out in...
robinson-fs.co.uk
Fraudsters are using the following details to scam people: Name: robinson-fs.co.uk (Clone of previously authorised Appointed Representative) Telephone: 02039735195 Email: [email protected] Website: robinson-fs.co.uk Scammers may give out other false details, including email addresses, telephone numbers, postal addresses and Firm Reference Numbers. They may mix these details with the genuine details of authorised firms. They may...
unitedtrustsbanks.com
Fraudsters are using the following details to scam people: Name: unitedtrustsbanks.com (Clone of FCA Authorised Firm) Telephone: +17084342214 Website: https://unitedtrustsbanks.com/ Scammers may give out other false details, including email addresses, telephone numbers, postal addresses and Firm Reference Numbers. They may mix these details with the genuine details of authorised firms. They may also change their...
STOCK FUNDS LIMITED
Name: STOCK FUNDS LIMITED Address: 79 Euston Road, London, UNITED KINGDOM, NW1 2QS Email: [email protected] Website: www.stock-funds.ltd Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the...
TRUST FINANCE CREDIT
Name: TRUST FINANCE CREDIT Address: Cosby Walk, Leicester, UNITED KINGDOM, LE4 5AF Mobile: +447537171167 Email: [email protected] Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information...
Civil rights law practice area legal advice is the application of abstract principles of law to the concrete facts of the client’s case.