ASIC proposes to extend the operation of three legislative instruments for a further five years: Class Order [CO 14/923] Record-keeping obligations for Australian financial services licensees when giving personal advice, ASIC Corporations and Credit (Breach Reporting—Reportable Situations) Instrument 2021/716, and ASIC Credit (Breach Reporting—Prescribed Commonwealth Legislation) Instrument 2021/801. ASIC has assessed that these instruments, which...
Author: EMA Investments
ESAs’ Joint Board of Appeal dismisses appeal by Euroins Insurance Group AD against the European Insurance and Occupational Pensions Authority
The Joint Board of Appeal (“The Board”) of the European Supervisory Authorities (ESAs) (the EBA, ESMA, EIOPA), unanimously decided that the appeal brought by Euroins Insurance Group AD (“Euroins”) against the European Insurance and Occupational Pensions Authority (EIOPA) is inadmissible. The appeal was brought in relation to the EIOPA Chairperson’s decision not to start an...
H2O will pay €250 million to investors following FCA investigation
Between April 2015 and November 2019, H2O failed to carry out proper due diligence on investments relating to the Tennor Group of companies owned by Lars Windhorst, or other companies he introduced. The investments were high risk and hard to sell. The FCA also found that H2O did not have adequate policies or procedures or...
FCA announces further expansion of Leeds office, creating more jobs in the region
The FCA will increase its floor space by nearly 5,000 square feet of its 6 Queen Street office – an additional 35%. The refurbishment project will begin late summer, and the new space will open in the autumn. Nikhil Rathi, chief executive at the FCA said: ‘We have really benefitted from having a base in...
FCA helps improve crypto firms’ compliance with new marketing rules
The regime, introduced in October 2023, followed detailed consultation and a change in legislation. This review looked at how firms are implementing personalised risk warnings, the 24-hour cooling off period, client categorisation and appropriateness assessments. What our review found We recognise this is the first set of rules for all crypto firms marketing to UK...
EXPER TRADEX
Name: EXPER TRADEX Address: Oxford street, London Email: [email protected] Website: www.exper-tradex.online Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.
Excellence Markets
Name: Excellence Markets Address: 22 Bishopsgate, London, UNITED KINGDOM, EC2N 4BQ Email: [email protected] Website: www.excellence-markets.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks...
GRABEK GLOBAL LTD
Name: GRABEK GLOBAL LTD Address: 5 Heienhaff 2nd floor, 1736 Senningerberg, LUXEMBOURG 175-177 Borough High Street, London, SE1 1HR Email: [email protected], [email protected] Website: https://grabek-global.com/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong...
Blue Springs Holdings
Name: Blue Springs Holdings Address: 20-22, Wenlock Road, London, N1 7GU Telephone: 07915648033 Email: [email protected] Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks...
ASSET IDEAL
Name: ASSET IDEAL Address: 41 Devonshire Street, Ground Floor Office 1, London, W1G 7AJ Email: [email protected] Website: http://assetideal.org/ Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so...
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