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ESMA publishes outcome of first year of the DLT Pilot Regime

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today publishes a letter to the European Commission, the Parliament, and the Council (ECOFIN) providing an interim update on the DLT Pilot Regime. The letter provides an update on the status of applications received by national competent authorities (NCAs) to date,...

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ASIC cancels licence of Menon & Associates Pty Ltd

ASIC has cancelled the Australian financial services (AFS) licence of Menon & Associates Pty Ltd (489130). The licence was cancelled on the basis that Menon & Associates Pty Ltd is no longer carrying on a financial services business. ASIC may cancel an AFS licence held by an individual if the person ceases to carry on...

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INSTANCY CAPITAL

Name: INSTANCY CAPITAL Address: Hayes Close, Parsonage Road, Grays, Essex, UNITED KINGDOM, RM20 4AX Pershore Road, Stirchley, Birmingham, UNITED KINGDOM, B30 2JL Telephone: 07425834801 Email: [email protected] Website: www.instancy-capital.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give...

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ESMA consults on possible amendments to the Credit Rating Agencies Regulatory Framework

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today launched a consultation on proposed amendments to Commission Delegated Regulation (EU) No 447/2012 and to Annex I of the Credit Rating Agencies Regulation (CRAR). The objective of the proposals is to ensure a better incorporation of ESG factors in the credit rating...

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ESMA publishes latest edition of its newsletter

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published its latest edition of the Spotlight on Markets Newsletter. Your one-stop-shop in the world of EU financial markets focused in February and March on EU Green Bonds and our extensive activity on the Markets in Crypto Assets Regulation (MiCA). In both cases, we...

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Former Sydney financial adviser charged with dishonest conduct

Sydney-based former financial adviser David Valvo appeared before the Downing Centre Local Court on 2 April 2024 charged with 12 counts of dishonest conduct in the course of carrying on a financial services business, Your Financial Freedom Pty Ltd. ASIC alleges that between 23 July 2019 and 15 January 2020 Mr Valvo acted dishonestly when...

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Federal Court throws out application to prevent ASIC investigation

The Federal Court has dismissed an application by Provide Nominees Pty Ltd (Provide Capital) to prevent ASIC’s further investigation of the entity. Justice Rofe agreed with ASIC’s submission that Provide Capital’s application had no prospects of success. Provide Capital’s application alleged that ASIC did not have the state of mind required to conduct an investigation...

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bdm-investments.uk

Fraudsters are using the following details to scam people: Name: bdm-investments.uk (Clone of FCA Authorised Firm) Address: 45 Maltby St, London, SE1 3PA Telephone: +442080892936, +442039660776 Email: [email protected], [email protected], [email protected], [email protected] Website: bdm-investments.uk Scammers may give out other false details, including email addresses, telephone numbers, postal addresses and Firm Reference Numbers. They may mix these...

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FOREX GLOBAL COIN

Name: FOREX GLOBAL COIN Address: London, UNITED KINGDOM Email: [email protected] Website: www.forexglobalcoin.com Some firms may give incorrect contact details including postal addresses, telephone numbers and email addresses. They may change these contact details over time. They may also give you details that belong to another business or individual, so the information looks genuine.

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Bank of England, FCA, PRA and PSR conduct 2023 review of Memorandum of Understanding for payment systems in the UK

The Bank of England (BoE), the Financial Conduct Authority (FCA), the Prudential Regulation Authority (PRA) and the Payment Systems Regulator (PSR) (together ‘the Authorities’) have a joint-authority Memorandum of Understanding (MoU). The MoU continues to set out the high-level framework the Authorities use to cooperate in relation to payment systems in the UK. The Financial...